For public companies, appropriately designed internal controls are crucial to avoiding financial statement errors and internal control deficiencies. Riveron takes a risk-based approach to ensure internal controls are properly designed and operated effectively.
Riveron’s combination of industry, public accounting and technology enablement experience allows us to develop and document an internal control framework that ensures SOX compliance. Realizing that an effective controls environment impacts more than just financial reporting, our approach addresses all functional areas to identify risks, design key controls, implement policies and procedures and drive accountability.
Our sox readiness offerings include:
- Risk assessment
- Control matrix
- Internal control design and testing
- Internal control remediation
- Policy and procedure development
Riveron is not a CPA firm.
Riveron provides SOX readiness assistance to a private company after recent IPO
After going public under the JOBS Acts, Riveron was engaged by a privately held food company to design and implement the company’s internal controls framework. Riveron assisted the company by developing entity-level controls within the COSO framework and performed a materiality and scoping assessment to determine the financial processes in scope for SOX 404 purposes. Riveron delivered process documentation, which included narratives and risk and control matrices.
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