SEC Financial Reporting

SEC-compliant financial statements and other filings are complex and time-consuming. Riveron possesses the knowledge and skills to help our clients successfully navigate a challenging regulatory environment.

Riveron’s SEC financial reporting services are driven by our extensive experience and comprehensive knowledge of SEC reporting requirements. Beyond financial statements, MD&A and pro formas, we advise on research, technical matters and SEC comment letter responses with professionalism, structure and attention to every detail.

Our SEC financial reporting offerings include:

  • Periodic filings (10-Ks, 10-Qs, 8-Ks)
  • Disclosure requirements
  • Pre-clearance letters
  • Comment letters
  • Registration statements (e.g., S-3, S-4)
  • Significance tests
  • Proxy statements
  • Research and documentation

Riveron is not a CPA firm.

Related Work

Riveron guides company through SEC regulatory requirements

Riveron assisted American Midstream Partners, LP, a $650 million public midstream partnership, with ongoing US GAAP and SEC financial reporting assistance, audit support and complex accounting advisory services following various acquisitions and divestitures. From technical memos, to assisting in the preparation of the Company’s Form 10-Ks and 10-Qs, Riveron helped guide the Company through various complex matters specific to their business ensuring SEC regulatory compliance. Riveron then participated in management’s discussions with the external auditors to support the Company’s accounting and financial reporting to successfully complete the year-end audit.

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Other Accounting Advisory Offerings

Accounting for Income Taxes
Technical Accounting Matters
SEC Financial Reporting
Business Combinations
Lease Accounting
Revenue Recognition
IFRS Accounting and Conversion

Related News & Insights

Key 2018 AICPA Conference Takeaways

The conference focused on changes such as new standards and emerging technology, with speakers also commenting on practical responses to these developments and preparing for what’s next. Riveron attended this year’s conference and our experts have highlighted the most relevant and useful topics that could impact your business.

Non-GAAP Financial Measures: Clarification on What Constitutes Individually Tailored Accounting Principles

Comments from the SEC on non-GAAP financial measures continue to lead the way in 2018. At the recent 2018 AICPA Conference on Current SEC and PCAOB Developments the SEC staff (the “staff”) emphasized that investors and creditors expect publicly reported information to be accurate, complete and in compliance with all applicable rules and regulations. Specifically, the staff highlighted two areas of focus: adherence to Compliance and Disclosure Interpretations (“C&DIs”) as well as the importance of controls and processes when disclosing non-GAAP financial measures.

SEC Comment Letter Process Insights

The SEC is required to review the filings of public companies at least once every three years, with many companies selected for review more frequently. Comments from those reviews are largely based on a registrant’s disclosures and other publicly available information, including press releases, analyst calls and information on the registrant’s website. However, non-public information such as whistleblower tips and PCAOB inspection reports can also be considered.