Insights > Fitting Internal Controls and SOX Within the IPO Roadmap

Fitting Internal Controls and SOX Within the IPO Roadmap

Anne Heffington

Kvita Agarwal

Matt Farrell

Drew Neihaus

November 18, 2021

Gaining access to capital markets through an initial public offering (IPO) can help companies realize new potential, but the process also raises several new challenges and regulatory requirements. Riveron experts shed light on the challenges and pitfalls of ensuring compliance with Sarbanes-Oxley and examine some best practices observed in the marketplace. various sections of Sarbanes-Oxley (SOX) and a logical means of ensuring compliance.

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